Do COPD subtypes really exist? COPD heterogeneity and clustering in 10 independent cohorts

Peter J. Castaldi, Marta Benet, Hans Petersen, Nicholas Rafaels, James Finigan, Matteo Paoletti, H. Marike Boezen, Judith M. Vonk, Russell Bowler, Massimo Pistolesi, Milo A. Puhan, Josep Anto, Els Wauters, DIether Lambrechts, Wim Janssens, Francesca Bigazzi, Gianna Camiciottoli, Michael H. Cho, Craig P. Hersh, Kathleen BarnesStephen Rennard, Meher Preethi Boorgula, Jennifer Dy, Nadia N. Hansel, James D. Crapo, Yohannes Tesfaigzi, Alvar Agusti, Edwin K. Silverman, Judith Garcia-Aymerich

Research output: Contribution to journalArticlepeer-review


Background COPD is a heterogeneous disease, but there is little consensus on specific definitions for COPD subtypes. Unsupervised clustering offers the promise of â unbiased' data-driven assessment of COPD heterogeneity. Multiple groups have identified COPD subtypes using cluster analysis, but there has been no systematic assessment of the reproducibility of these subtypes. Objective We performed clustering analyses across 10 cohorts in North America and Europe in order to assess the reproducibility of (1) correlation patterns of key COPD-related clinical characteristics and (2) clustering results. Methods We studied 17 146 individuals with COPD using identical methods and common COPD-related characteristics across cohorts (FEV 1, FEV 1/FVC, FVC, body mass index, Modified Medical Research Council score, asthma and cardiovascular comorbid disease). Correlation patterns between these clinical characteristics were assessed by principal components analysis (PCA). Cluster analysis was performed using k-medoids and hierarchical clustering, and concordance of clustering solutions was quantified with normalised mutual information (NMI), a metric that ranges from 0 to 1 with higher values indicating greater concordance. Results The reproducibility of COPD clustering subtypes across studies was modest (median NMI range 0.17-0.43). For methods that excluded individuals that did not clearly belong to any cluster, agreement was better but still suboptimal (median NMI range 0.32-0.60). Continuous representations of COPD clinical characteristics derived from PCA were much more consistent across studies. Conclusions Identical clustering analyses across multiple COPD cohorts showed modest reproducibility. COPD heterogeneity is better characterised by continuous disease traits coexisting in varying degrees within the same individual, rather than by mutually exclusive COPD subtypes.

Original languageEnglish (US)
Pages (from-to)998-1006
Number of pages9
Issue number11
StatePublished - Nov 1 2017

ASJC Scopus subject areas

  • Pulmonary and Respiratory Medicine


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