TY - JOUR
T1 - Addressing artificial intelligence bias in retinal diagnostics
AU - Burlina, Philippe
AU - Joshi, Neil
AU - Paul, William
AU - Pacheco, Katia D.
AU - Bressler, Neil M.
N1 - Funding Information:
Funding: Funding was provided by The Johns Hopkins University - Applied Physics Laboratory (JHU APL) and Institute for Assured Autonomy (JHU-IAA) as well as internal grants as well as unrestricted philanthropic grants to the Johns Hopkins University School of Medicine.
Publisher Copyright:
© 2021 The Authors.
PY - 2021/2
Y1 - 2021/2
N2 - Purpose: This study evaluated generative methods to potentially mitigate artificial intelligence (AI) bias when diagnosing diabetic retinopathy (DR) resulting from training data imbalance or domain generalization, which occurs when deep learning systems (DLSs) face concepts at test/inference time they were not initially trained on. Methods: The public domain Kaggle EyePACS dataset (88,692 fundi and 44,346 individ-uals, originally diverse for ethnicity) was modified by adding clinician-annotated labels and constructing an artificial scenario of data imbalance and domain generalization by disallowing training (but not testing) exemplars for images of retinas with DR warrant-ing referral (DR-referable) from darker-skin individuals, who presumably have greater concentration of melanin within uveal melanocytes, on average, contributing to retinal image pigmentation. A traditional/baseline diagnostic DLS was compared against new DLSs that would use training data augmented via generative models for debiasing. Results: Accuracy (95% confidence intervals [CIs]) of the baseline diagnostics DLS for fundus images of lighter-skin individuals was 73.0% (66.9% to 79.2%) versus darker-skin of 60.5% (53.5% to 67.3%), demonstrating bias/disparity (delta = 12.5%; Welch t-test t = 2.670, P = 0.008) in AI performance across protected subpopulations. Using novel generative methods for addressing missing subpopulation training data (DR-referable darker-skin) achieved instead accuracy, for lighter-skin, of 72.0% (65.8% to 78.2%), and for darker-skin, of 71.5% (65.2% to 77.8%), demonstrating closer parity (delta = 0.5%) in accuracy across subpopulations (Welch t-test t = 0.111, P = 0.912). Conclusions: Findings illustrate how data imbalance and domain generalization can lead to disparity of accuracy across subpopulations, and show that novel generative methods of synthetic fundus images may play a role for debiasing AI. Translational Relevance: New AI methods have possible applications to address potential AI bias in DR diagnostics from fundus pigmentation, and potentially other ophthalmic DLSs too.
AB - Purpose: This study evaluated generative methods to potentially mitigate artificial intelligence (AI) bias when diagnosing diabetic retinopathy (DR) resulting from training data imbalance or domain generalization, which occurs when deep learning systems (DLSs) face concepts at test/inference time they were not initially trained on. Methods: The public domain Kaggle EyePACS dataset (88,692 fundi and 44,346 individ-uals, originally diverse for ethnicity) was modified by adding clinician-annotated labels and constructing an artificial scenario of data imbalance and domain generalization by disallowing training (but not testing) exemplars for images of retinas with DR warrant-ing referral (DR-referable) from darker-skin individuals, who presumably have greater concentration of melanin within uveal melanocytes, on average, contributing to retinal image pigmentation. A traditional/baseline diagnostic DLS was compared against new DLSs that would use training data augmented via generative models for debiasing. Results: Accuracy (95% confidence intervals [CIs]) of the baseline diagnostics DLS for fundus images of lighter-skin individuals was 73.0% (66.9% to 79.2%) versus darker-skin of 60.5% (53.5% to 67.3%), demonstrating bias/disparity (delta = 12.5%; Welch t-test t = 2.670, P = 0.008) in AI performance across protected subpopulations. Using novel generative methods for addressing missing subpopulation training data (DR-referable darker-skin) achieved instead accuracy, for lighter-skin, of 72.0% (65.8% to 78.2%), and for darker-skin, of 71.5% (65.2% to 77.8%), demonstrating closer parity (delta = 0.5%) in accuracy across subpopulations (Welch t-test t = 0.111, P = 0.912). Conclusions: Findings illustrate how data imbalance and domain generalization can lead to disparity of accuracy across subpopulations, and show that novel generative methods of synthetic fundus images may play a role for debiasing AI. Translational Relevance: New AI methods have possible applications to address potential AI bias in DR diagnostics from fundus pigmentation, and potentially other ophthalmic DLSs too.
KW - Artificial intelligence
KW - Automated diagnostics
KW - Deep learning
KW - Diabetic retinopathy
UR - http://www.scopus.com/inward/record.url?scp=85101110135&partnerID=8YFLogxK
UR - http://www.scopus.com/inward/citedby.url?scp=85101110135&partnerID=8YFLogxK
U2 - 10.1167/tvst.10.2.13
DO - 10.1167/tvst.10.2.13
M3 - Article
C2 - 34003898
AN - SCOPUS:85101110135
SN - 2164-2591
VL - 10
SP - 1
EP - 13
JO - Translational Vision Science and Technology
JF - Translational Vision Science and Technology
IS - 2
M1 - 13
ER -